Blue Sky Laws

... SECURITIES LAWS OR APPLICABLE EXEMPTIONS THEREFROM;. c. Issuance of stop-transfer instructions to the issuer's transfer agent with respect to the securities ... a transaction, disclosing certain information relating to that transaction. ... Broker-Dealers, Transfer Agents, and Investment. Advisers for Delivery of ... Interested in Becoming a Shareholder of HSB Bancorp, Inc.? · Annual Reports · Quarterly Reports · Stock Transfer Agent. Transfer Agent. Shareholders with questions about their account, statements, address changes, lost certificates, stock transfers, ownership changes, ... 1099-B – Proceeds: Issued by a broker or barter exchange that summarizes the proceeds of all stock transactions. ... If Broadridge is the Transfer Agent for the ... Sep 3, 2024 ... In some cases, a Holder. Agent may enter the Transfer Agent (a third party who maintains records of securities owners) contact information in ... broker(s)/agent(s) are required to provide additional information ... broker is relying for the securities being issued in connection with the transaction. Browse Busey's Investor Relations FAQs to find answers. For more information, you can contact us at [email protected] or our stock transfer agent, ... Jan 31, 2024 ... Transfer agents are required to report shares no later than the 10th day following the end of each calendar quarter. Reported shares are ... ... transactions, by accessing your shareholder account online at www.disneyshareholder.com. ... Stock Transfer Agent and Registrar for The Walt Disney Company.