Token Transfer Protocols

1099-B – Proceeds: Issued by a broker or barter exchange that summarizes the proceeds of all stock transactions. ... If Broadridge is the Transfer Agent for the ... If you hold stock certificates for Reliant Energy, Inc. (formerly Reliant Resources, Inc.), please contact their transfer agent at 1-877-774-7865. Texas ... ... SECURITIES LAWS OR APPLICABLE EXEMPTIONS THEREFROM;. c. Issuance of stop-transfer instructions to the issuer's transfer agent with respect to the securities ... Transfer agents are not broker-dealers under Missouri law, but do play an important part in the transaction. A transfer agent keeps track of the owners of the ... Dec 31, 2015 ... ... information regarding whether a transfer agent is servicing investment ... Furthermore, a transfer agent that effects securities transactions ... ... shareholder records and can answer specific questions about shareholder accounts and transactions. ... Stock Trade Information. Stock Transfer Agent:. Continental Stock Transfer & Trust Company is the transfer agent, registrar and dividend disbursing agent for ACNB Corporation. ... information, and process ... Dec 17, 1993 ... * * * issued Forms 1099-B reflecting these transactions a year late. These forms only showed the amount of cash paid to each shareholder; they ... ... transactions and updates to access your account information in the Shareholder Portal. ... stock certificate to the Transfer Agent for confiscation. Following ... broker(s)/agent(s) are required to provide additional information ... broker is relying for the securities being issued in connection with the transaction.