Could AI Algorithms Perpetuate Biases?

To transact business as an investment adviser representative in North Dakota, an individual must be registered in North Dakota unless employed by or associated ... (1) ''Assignment'' includes any direct or indirect transfer or hypothecation of an investment advisory contract by the as- signor or of a controlling block of ... About Us. We at Frost Investment Advisors, a wholly owned subsidiary of Frost Bank, offer a family of diversified mutual funds and provide investment advisory ... Topics include definitions, characteristics of an investment adviser, regulators, application process, licensing periods, record keeping requirements. Customized portfolios of individual stocks managed by a team of professionals, with tax-smart investing techniques built in. ... investment company or investment trust registered under the Investment ... adviser with authority with respect to such decisions is an investment adviser. (1) It shall be unlawful for any person to transact business in this state as a broker-dealer, issuer-dealer, or agent, except in certain transactions exempt ... Jan 3, 2025 ... As a Senior Investment Advisor within the PNC Private Bank organization, you will be based in Washington, DC. The position is primarily based in a PNC location. Dec 11, 2023 ... All investment advisers reading this are likely to meet the definition of a reporting company, thereby, subjecting your business to the ... 501, respectively, for the statute and rules governing state-registered investment advisers. ... Investment advisers located in Montana or utilizing a Montana ...