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... transferring shares between broker-dealer and the security issuer's transfer agent. ... This fee applies only to transactions delivering shares from Wells Fargo ... 1099-B – Proceeds: Issued by a broker or barter exchange that summarizes the proceeds of all stock transactions. ... If Broadridge is the Transfer Agent for the ... broker(s)/agent(s) are required to provide additional information ... broker is relying for the securities being issued in connection with the transaction. ... company's stock transfer agent and registrar. Please see the information below, or contact Computershare for more information. Registered Owners (shares ... ... information. Restricted stock transactions: Broker-assisted commission pricing schedule applies for all restricted stock trades. Single orders that include ... Interested in Becoming a Shareholder of HSB Bancorp, Inc.? · Annual Reports · Quarterly Reports · Stock Transfer Agent. 6 days ago ... Security Deposit Notice to CDS or to the transfer agent for those securities. ... The transfer agent can provide this information in one of ... If you hold stock certificates for Reliant Energy, Inc. (formerly Reliant Resources, Inc.), please contact their transfer agent at 1-877-774-7865. Texas ... ... transfer agent following the effectiveness of the resale registration statement to lift the restricted legend when the PIPE investor resells the securities. Verizon investors can conduct transactions, calculate their cost basis and find answers to frequently asked questions. Stock transfer agent.