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Educational Savings What are the specific procedures for transferring stock into or out of a 529 plan?
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what is a stock transfer agent Informational, Transactional
- Payment Distribution How does a stock transfer agent handle the transfer of stock that is part of a tax-deferred exchange (e.g., 1031 exchange involving securities)?
- Transfer Instruction Verification
- Restricted Parties Screening What are the potential liabilities for a stock transfer agent that facilitates a transfer involving a sanctioned individual?
- Tag-Along Clauses
- Segregated Account Transfer Rules
- Mutual Funds
- State Reporting How does a stock transfer agent handle the transfer of stock subject to a securities lending agreement?
- Judicial Approval How does a stock transfer agent handle the transfer of stock by a shareholder who has filed for bankruptcy?
- Contact Information Updates What is the preferred method for shareholders to notify the stock transfer agent of an address change?
- Transition to Public Ownership Are there any special procedures for transferring stock in a recently demutualized company?
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