Compliance Risks How does a stock transfer agent handle the transfer of stock that was issued in violation of securities laws?

Browse Busey's Investor Relations FAQs to find answers. For more information, you can contact us at [email protected] or our stock transfer agent, ... a transaction, disclosing certain information relating to that transaction. ... Broker-Dealers, Transfer Agents, and Investment. Advisers for Delivery of ... ... shareholder transactions including: change of address, dividend payments and transfer of ownership. Contact Information. Computershare Investment Plan for ... Nov 21, 2024 ... The FDIC examines a bank's trust operations, and when applicable, Registered Transfer Agent, Government Securities Dealer, and Municipal ... Public Service Enterprise Group Incorporated (PSEG) uses EQ Shareowner Services as its Transfer Agent, Registrar, and Dividend Disbursing Agent for its common ... Contact Information. Stock Transfer Agent and Registrar. For customer service, changes of address, transfer of stock certificates, and general correspondence: EQ Shareowner Services (EQ) is Entergy's transfer agent, registrar, dividend disbursing agent, and dividend reinvestment and stock purchase plan agent. ... transfer agent Computershare, allows you to: Securely view your share balance and account history; Conduct a number of secure transactions online; Request and ... This page provides useful shareholder information including transfer agent contact information, annual shareholder ... transactions, as well as assumptions ... ... informational materials, and travel do not apply to transactions with persons ... transfer of debt, equity, or other holdings in these entities. GL 13R ...