What are the penalties for violations of mutual fund regulations?

PGIM Jennison Small Company Fund seeks long-term growth by investing in stocks of smaller companies that may be underpriced by the market. Select Small Cap Fund ... The investment objective of the North Square Select Small Cap Fund is to seek long term capital appreciation. Under normal circumstances ... About this Product · Invests primarily in securities of small market capitalization companies located outside the U.S., including emerging markets · Acadian ... Small cap core fund that focuses on investing in specific growth and value opportunities within the small cap segment (generally market caps up to $4 billion) ... WisdomTree U.S. SmallCap Fund. WisdomTree U.S. SmallCap Fund seeks to track the investment results of earnings-generating small-cap companies in the U.S. equity ... The Fund's objective seeks to provide long term capital appreciation by investing in a concentrated portfolio of Small Cap U.S. companies. Portfolio Manager. A small-cap stock is generally that of a company with a market capitalization of between $250 million and $2 billion. · Small-cap stock investors seek to beat ... The Swan Defined Risk U.S. Small Cap Fund is a distinct, hedged equity fund focused on US Small Cap equities designed for growth while mitigating risk. Risk of this Type of Fund · Objective. The fund seeks to provide investment results that correspond to the total return of stocks of small-capitalization United ... Fund Strategy. The investment seeks to track the performance of the Russell 2000® Index that measures the total return of small capitalization U.S. stocks.