What are the SEC's rules on the regulation of exchange-traded funds (ETFs)?

The Securities and Exchange Commission (SEC) is a federal administrative agency tasked with monitoring markets, enforcing securities laws, and developing new ... Secretary and Senior Officials. What does the Secretary of the Treasury do? The Secretary of the Treasury is responsible for formulating and recommending ... Apr 16, 2024 ... First, the SEC staff is likely to continue issuing comment letters on companies' current climate-related disclosures, including comments ... Where Do I Find Election Results? Certified Election Results · Learn How ... [email protected]. . William Francis Galvin Secretary of the ... “I initially wanted to work in Enforcement, and given my current career, I do think that would have been more helpful. I work in Securities litigation ... Jan 8, 2025 ... The SEC is as strong as it's ever been. Some experts are even predicting the conference could send 13 teams to the NCAA Tournament, breaking the record of 11 ... Mar 25, 2025 ... Therefore, they are not legally binding, but they do influence how SEC staff operate. ... Under Acting Chair Mark Uyeda, the SEC is already on the ... The Securities and Exchange Commission (SEC) is the US government agency in charge of the nation's securities industry. Maintain fair, orderly, and efficient markets; Facilitate capital formation. Congress Created the SEC. When the stock market crashed in October 1929, so did ... Sep 16, 2024 ... Congress, through various statutes, has tasked the SEC with enforcing statutes and regulatory programs that combat securities fraud and promote ...