What are the disclosure requirements for investment advisers?

More good things on their way... · The Securities and Exchange Board of India (SEBI) is the regulatory authority in India established under Section 3 of SEBI ... The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity market in India under the administrative domain of ... Apr 24, 2020 ... The. KYC process requires every SEBI registered intermediary (hereinafter referred to as 'RI') to collect and verify the Proof of Identity (PoI) ... Jun 1, 2023 ... Currently, SEBI charges 0.0001% of the turnover (INR 10 per Crore) on all the purchase and sale transactions in the securities other than the ... 1992 through the SEBI Act, 1992. What is SCORE (SEBI Complaints Redress System). SCORES is a web based centralized grievance redress system of SEBI (https ... Jan 18, 2021 ... The most important power that SEBI has in order to protect investors is that it can design the guidelines and formulate rules and regulations to ... Sep 3, 2024 ... The CSCRF aims to provide standards and guidelines for strengthening cyber resilience and maintaining robust cybersecurity of SEBI regulated ... Jan 24, 2025 ... The main functions of SEBI include regulating securities markets, protecting investor interests, and ensuring transparency. It oversees stock ... SCORES is an online grievance redressal facilitation platform provided by SEBI. Complainants can lodge grievances pertaining to securities market against SEBI ... The LODR mandate covers a wide range of areas, including financial reporting, board composition, shareholder rights, and the disclosure of material events.