What Types of Events Create Investment Opportunities?

The Division requires all investment adviser firms and investment adviser representatives to register on the Investment Adviser Registration Depository (IARD) ... We have a long history of serving the public. Beginning in April 1869 with the appointment of the first Secretary of the Territory of Wyoming, Edward M. Lee. Registered investment adviser ... A registered investment adviser (RIA) is a firm that is an investment adviser in the United States, registered as such with the ... Merrill Guided Investing is offered with and without an advisor. Merrill, Merrill Lynch, and/or Merrill Edge investment advisory programs are offered by Merrill ... Michigan Investment Adviser Representative (IAR) registration requires either the Series 65 examination, or the combination of a Series 66 examination and a ... Markel understands these risks and provides dynamic insurance solutions to fulfill the unique needs of the financial sector. Securities Investment Advisors/Representatives · Form ADV Parts 1 and 2 submitted through FINRA IARD [A.R.S. · Affidavit of Adviser Activity in Arizona [A.R.S. ... ... advisor at a time when such investment advisor ... Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives. SelectUSA Investment Advisory Council. The Secretary of Commerce has determined that the purposes for which the U.S. Investment Advisory Council was established ... Search Investment Advisor Directory. The Investment Advisor Licensee Directory Search is an online tool provided by the Arkansas Securities Department that ...