What are the Risks of Using Leveraged ETFs?

Welcome to the Investment Adviser Public Disclosure website ... For a complete compilation of Investment Adviser Firms currently registered with the SEC and ... 5. An investment adviser must be solvent. 6. If an investment adviser based in Kentucky has custody of client funds or securities, then the adviser shall ... Merrill Guided Investing is offered with and without an advisor. Merrill, Merrill Lynch, and/or Merrill Edge investment advisory programs are offered by Merrill ... For questions regarding the registration status and/or disciplinary history of broker-dealers, agents, investment advisors, and ... Feb 13, 2024 ... Investment advisors follow a "fiduciary standard," while broker-dealers follow a "suitability standard" or "best interest standard." Jul 14, 2020 ... Africa Investment Advisor Program will help expand DFC's engagement on the continent WASHINGTON – U.S. International Development Finance ... The Investment Adviser certification examination consists of 90 independent multiple-choice questions and 9 caselets/case-based questions and should be ... An investment adviser representative is a person employed by a state-registered or federal-covered investment adviser who makes any recommendations or ... Jan 1, 2025 ... Advisers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-15. Inclusion in the list of ... Michigan Investment Adviser Representative (IAR) registration requires either the Series 65 examination, or the combination of a Series 66 examination and a ...