What are the Margin Requirements?

The department registers more than 200000 broker-dealers, broker-dealer agents, investment advisers (IA's), investment adviser representatives (IA Reps) and ... SelectUSA Investment Advisory Council. The Secretary of Commerce has determined that the purposes for which the U.S. Investment Advisory Council was established ... Securities Investment Advisors/Representatives · Form ADV Parts 1 and 2 submitted through FINRA IARD [A.R.S. · Affidavit of Adviser Activity in Arizona [A.R.S. ... Search Investment Advisor Directory. The Investment Advisor Licensee Directory Search is an online tool provided by the Arkansas Securities Department that ... Information on how to become a licensed investment adviser or agent with the State of New Hampshire. Access Web IARD Who Must Register? ... Every person who, for compensation, renders investment advice or provides financial planning services that includes investment advice in ... ... investment company or investment trust registered under the Investment ... adviser with authority with respect to such decisions is an investment adviser. Any financial planner or other person who provides investment advisory services to others for compensation as part of a business, or who holds himself out as ... He leads a group which manages the company's worldwide financial and corporate risk, investment portfolio, strategic portfolio, foreign exchange, corporate and ... SEIA DISCLOSURE Signature Estate & Investment Advisors, LLC (SEIA) is an SEC-registered investment adviser; however, such registration does not imply a certain ...