What are the fiduciary duties of brokers and dealers (historically suitability, moving towards fiduciary in some contexts)

Only certain types of individuals, banks or trust companies may serve as nonresident fiduciaries. Please consult Tennessee Code Annotated, Section 35-50-107 for ... A Fiduciary is the guardian, trustee, executor, administrator, receiver, conservator, or any person who accepts the responsibility for taking care of the needs ... Fiduciary Duty. At all times when providing Financial Advice to a Client, a CFP® professional must act as a fiduciary, and therefore, act in the best ... Fiduciary status is based on the functions the person performs for the plan, not just the person's title. Using discretion in administering and managing a plan ... A fiduciary is responsible for the prompt, efficient and impartial administration of the decedent's estate. Fiduciary accounts are deposit accounts established by a person or entity for the benefit of one or more other parties, also known as principals. What is a Court-Appointed Fiduciary? A court-appointed fiduciary is a person or legal entity appointed by a state or foreign court to supervise a beneficiary ... The Public Fiduciary assumes these functions for individuals who have been determined to be unable to handle their own personal business affairs, when there are ... Include a statement with Form IT-205, Fiduciary Income. Tax Return, to the effect that the distributable income of the nonresident beneficiaries consists only ... What Is a Fiduciary? In the financial services industry, a person or business that assumes a fiduciary duty is obligated to put clients' interests first when ...