What are the professional standards of conduct for financial advisors? What regulatory bodies oversee the activities of financial advisors?

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Announcements. 26 Feb 2025: The Summer Financial Aid application is live! Visit our Summer School page for more information about financial aid options for ... ... advisors do not provide legal, tax, or accounting advice ... information about these services and their differences, speak with your Merrill financial advisor. By using this site, you agree to how your information is used as outlined in our Privacy Policy. ... The Advisor-Guided Plan is sold exclusively through financial ... The information provided does not constitute investment advice and it should not be relied on as such. It should not be considered a solicitation to buy or ... The primary way to meet this qualification is passage of the new Series 65 exam (or the Series 7 and Series 66 exams) through Financial Industry Regulatory ... Feb 6, 2025 ... How do professional advisors own longevity estimates influence the financial advice they provide—and do their recommendations change when ... With Student Accounts and Financial Aid housed in one place on the web, you can find all the information you need on how to pay for school, seek assistance and ... Is there anyone I can contact for more information about the Improving Investment Advice for Workers & Retirees exemption? Financial advisors. Are you a financial advisor, broker/dealer, or trust professional? Our Client Services team is available Monday through Friday, 8:30 a.m. ... PERS staff are not financial planners or tax advisors and do not give financial planning, tax, or investment advice.
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